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Compliance Officer Jobs

12 matches | 1 - 12 displayed
  1  
date  location  job detail
Apr 21,19 Miami, FL, United States Associate Compliance Officer
Sponsored Job  
Nicklaus Children's Health System
Associate Compliance Officer The candidate responsible for assisting in the planning, designing, and implementing the Compliance and Privacy Program. Understands hospital guidelines, applicable laws and regulations and partners with management and Senior Leader to provide contin...
Apr 16,19 New York City, NY, United States Compliance Product Officer - Risk
Sponsored Job  
Citigroup Inc
Compliance Product Officer Risk The Candidate will be responsible for assisting in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/busines...
Apr 03,19 Newark, NJ, United States VP, Deputy Chief Compliance Officer
Sponsored Job  
Prudential Financial, Inc
VP, Deputy Chief Compliance Officer The candidate will be responsible for the day-to-day oversight of each of the following Compliance teams: broker-dealer oversight (responsible for maintaining broker-dealer policies and procedures and support for the broker-dealer); investment...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Apr 15,2019 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Apr 15,2019 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Feb 20,2019 USA-MA-Boston MEDICARE ADVANTAGE COMPLIANCE SR. MANAGER
Medicare Compliance Sr. Manager
Exceptional Opportunity to join one of the top rated not-for-profit health plans headquartered in the New England area that is rated among the nation?s best health plans for member satisfaction and quality.
The Sr. Manager is a strategic internal business partner serv
Feb 20,2019 USA-MA-Boston MEDICARE ADVANTAGE COMPLIANCE SR. MANAGER
Job Description
Medicare Compliance Sr. Manager
Exceptional Opportunity to join one of the top rated not-for-profit health plans headquartered in the New England area that is rated among the nation?s best health plans for member satisfaction and quality.
The Sr. Manager is a strategic internal busin
Mar 05,2019 USA-CA-Los Angeles Information Governance Compliance Manager
Type:
Permanent
Industry:
Professional Services / Legal
Function:
Information Technology
Job Level:
Standard Management (Manager/Supervisor of Staff)
Education:
Doctorate or Professional Degree
Summary:
The Information Governance Compliance Manager is an attorney with responsibility for advising on
Mar 12,2019 USA-NJ-Raritan Healthcare Compliance Officer
Raritan, NJ
What you'll be doing
The incumbent will be responsible for the definition, development; improvement and management of effective health care compliance and government contract compliances system to ensure that business practice remain in compliance with all applicable regulation. The incu
Mar 12,2019 USA-NY-Brooklyn Compliance Officer (AML )
Brooklyn, NY
What you'll be doing
This position will be part of the firms AML investigation unit responsible for monitoring and investigations with respect to money laundering; securities fraud, regulatory rules and law violations and terrorist financing matters. The candidate will be expected to in
Mar 22,2019 USA-NY-New York City Chief Compliance Officer
Chief Compliance Officer
The candidate will lead the build out and administration of the global compliance program to govern the company as well as its subsidiaries. Will be responsible primarily for working cross-functionally to ensure a proper policy framework to govern the entire enterprise cove
Mar 28,2019 USA-CA-Foster City Technical Project Manager (Legal, Risk and Compliance Systems)
Job Title: Technical Project Manager (Legal, Risk and Compliance Systems)
Location: Foster City, CA
Duration: 5-6 Months

Summary:


Operates the world's largest retail electronic payments network and is one of the most recognized global financial services brands. It facilitates global comm
12 matches | 1 - 12 displayed
  1  

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