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Compliance Officer Jobs

10 matches | 1 - 10 displayed
  1  
date  location  job detail
Feb 02,19 Columbus, OH, United States Deputy Chief Compliance Officer
Sponsored Job  
ORIX USA Corporation
Deputy Chief Compliance Officer The candidate will develop an effective review programs ensuring the purpose, scope, and audit approach is appropriate for the business unit. Oversee all regulatory exams, including but not limited to, FINRA, SEC, HUD, GNMA, FNMA, Freddie Mac audi...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Feb 13,2019 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Feb 13,2019 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jan 04,2019 USA-CO-Denver Manager Of Compliance
Manager Of Compliance
The candidate should preferably have JD degree, along with 1+ years of health care compliance and regulatory experience. Candidates coming from another healthcare company or from private practice will be considered. Relocation candidates are welcome to apply.
Jan 19,2019 USA-AZ-Scottsdale Life and Annuity Compliance Officer
We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment. Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic,
Jan 19,2019 USA-NY-New York City Regulatory Compliance Officer
Consumer Bank Regulatory Compliance Officer
The Compliance Search Group
in
New York, NY, USA
Benefits Offered
401K, Dental, Life, Medical, Vision
Employment Type
Full-Time
Why Work Here?
?A highly regarded Investment Management firm headquartered in Chicago is looking for a Compliance Manager.?
Over
Jan 28,2019 USA-FL-Boca Raton Compliance Manager
Description
Description
SUMMARY/OBJECTIVE
The Compliance Manager directs consistency and brand continuity measures for the overall betterment of consistent network activities. The Compliance Manager works with internal and external customers (OTF customers/franchisees and studio staff) to govern and
Feb 05,2019 USA-MA-Cambridge MEDICARE ADVANTAGE COMPLIANCE SR. MANAGER
Job ID
2655824
Exceptional Opportunity to join one of the top rated not-for-profit health plans headquartered in the New England area that is rated among the nation?s best health plans for member satisfaction and quality.
The Sr. Manager is a strategic internal business partner serving as the lead s

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